KERALA AGRICULTURAL UNIVERSITY
Department of Biotechnology

Ministry of Science & Technology

Govt. of India

 

The Department of Biotechnology broadly provides the following categories of support to scientists:

 

1. Research and Development projects, creation of infrastructural facilities, Centres of    Excellence in the identified areas and Demonstration Projects (Proforma - I).

2. Biotechnology-based programmes for SC/ST population (Proforma - II).

3. Biotechnology-based programmes for Women and Rural Deve-lopment (Proforma - II).

4. Bioinformatics (Proforma - IV).

5. Human Resource Development in Biotechnology (Proforma -V)

6. Financial assistance for holding seminar/symposium/conference/workshop on thrust areas of Biotechnology (Proforma -VI)

7. Travel support (Proforma -VII)

 

The present booklet gives the proforma used for various categories of programmes supported by the DBT. These proforma are also available on DBT's websites www.dbtindia.org and www.nic.in/dbt.

 

Twenty copies of the project document in the prescribed proforma may be sent to:

Scientist Incharge

Project Registry Cell

Department of Biotechnology

Block 2, 7th Floor

C.G.O. Complex, Lodi Road

New Delhi - 110 003


PROFORMA - I : For submission of Research and Development Projects, Creation of Infrastructural Facilities, Centres of Excellence in the identified areas and Demonstration Projects..

PROFORMA - II : For submission of projects under Biotechnology-based programmes for SC/ST population.

PROFORMA - III :For submission of projects under Biotechnology-based programmes for Women and Rural Development.

PROFORMA - IV :For submission of Proposals for setting up of Bioinformatics Centre.

PROFORMA - V : For Submission of Projects under Human Resource Development Programme (M.Sc./M.Tech. Biotechnology)

PROFORMA - VI : Application/Proforma for financial assistance for holding National/International Seminar/Symposium/Conference/Workshop on thrust areas of ‚‚BIOTECHNOLOGY™™

PROFORMA - VII : For Submission of Application form for Travel Support

 

ANNEXURES & APPENDICES

Annexure - I : Status of the Institute submitting the Project Proposal.

Annexure - II : Illustrative list of subject areas for consideration of the project proposals.

Annexure - III : Guidelines on emoluments for research personnel participating in R & D

projects/programmes of the Central Government Departments/Agencies.

Annexure - IV : Terms and Conditions of the Grant

 

Appendices

A - Register to be maintained by Grantee Institution in respect of Assets acquired

      wholly or substantially out of Govt. grants.

B - Utilisation Certificate

C - Statement of Expenditure

Annexure -V : Instructions for Technology Transfer and Intellectual Property Rights.

Annexure - VI : Patent Facilitation Form

Annexure - VII : Information required for commercialising indigenously developed Biotechnologies.


PROFORMA - I

 

PROFORMA FOR SUBMISSION OF RESEARCH AND DEVELOPMENT

PROJECTS, CREATION OF INFRASTRUCTURAL FACILITIES,

CENTRES OF EXCELLENCE IN THE IDENTIFIED AREAS

AND DEMONSTRATION PROJECTS

(To be filled by the applicant)

 

PART I : GENERAL INFORMATION

 

1. Name of the Institute/University/Organisation submitting the Project Proposal : .....................……………………………………………………………………………………….

 

2. State : ................................. 3. Status of the Institute :……………………………………..

                                                           (Please see Annexure-I)

 

4. Name and designation of the Executive Authority of the Institute/University forwarding                 the application : ………………………………………………………………………………... ……………………………………………………………………………………………………

 

5. Project Title: …………………………………………………………………………………….

    …………………………………………………………………………………………………….

    ……………………………………………………………………………………………………

    …………………………………………………………………………………………………….

 

6. Category of the Project (Please tick) :R&D

Demonstration

 

Establishment of Infrastructural facility/

Centre of Excellence

7. Specific Area (Please see Annexure - II) :

8. Duration : ..................................... Years .................................. Months

9. Total Cost (Rs.) .............................................

10. Is the project Single Institutional or Multiple-Institutional (S/M) ? :

11. If the project is multi-institutional, please furnish the following :

     

      Name of Project Coordinator :……………………………………………………………….

 

      Affiliation :………………………………………………………………………………………

 

      Address :……………………………………………………………………………………….

       ………………………………………………………………………………………………….

       ………………………………………………………………………………………………….

 


12. Project Summary (Not to exceed one page. Please use separate sheet)

 

 

PART II : PARTICULARS OF INVESTIGATORS

13. Name :………………………………………………………………………………………….

 

      Date of Birth : .........................................................Sex (M/F) :………………………….

      Indicate whether Principal Investigator/Co-Investigator : …………….................………

     

      Designation :…………………………………………………………………………………..

      Department :…………………………………………………………………………………..

      Institute/University :……………………………………………………………………………

      Address :……………………………………………………………………………………….

 

      PIN : .................................

      Telephone : ......................Telex : .......................Fax :.....................e-mail :……………

 

      No. of Projects being handled at present :………………………………………………….

 

14. Name :………………………………………………………………………………………….

 

      Date of Birth : .................................................................Sex (M/F):……………………..

      Indicate whether Principal Investigator/Co-Investigator :

 

      Designation :…………………………………………………………………………………..

      Department :…………………………………………………………………………………...

      Institute/University:…………………………………………………………………………….

      Address :……………………………………………………………………………………….

 

 

    PIN : .................Telephone : ...............Telex :……….Fax :..............e-mail :.........…...

 

      No. of Projects being handled at present :………………………………………………….

15. Name :………………………………………………………………………………………….

      Date of Birth : ........................................................Sex (M/F) :…………………………..

      Indicate whether Principal Investigator/Co-Investigator : ………………………………..

 

      Designation:……………………………………………………………………………………

      Deparent :………………………………………………………………………………………

      Institute/University :……………………………………………………………………………

      Address :……………………………………………………………………………………….

 

      PIN : ..........................

      Telephone : .................Telex : ...................Fax :.....................e-mail :………………….

 

      No. of Projects being handled at present :………………………………………………….


 

PART III : TECHNICAL DETAILS OF PROJECT

(Under the following heads on separate sheets)

16. Introduction

 

16.1   Origin of the proposal

16.2   Definition of the problem

16.3   Objectives

17. Review of Current Status of research and development in the subject

 

17.1   International Status

17.2   National Status

17.3   Importance of the proposed project in the context of current status

17.4   Anticipated Products & Processes of Practical/Technological utility/Socio-               economic relevance expected to be evolved by pursuing the project.

17.5  Expertise available with the proposed investigating group/institution in the subject    of   the project.

17.6        List of 5 experts in India in the proposed subject area

 

Sr. No.

Name

Designation

Address

 

 

 

 

 

 

 

 

 

 

18. Work Plan

 

18.1   Methodology

18.2   Proprietary/patented items, if any, expected to be used for this project.

18.3   Organisation of work elements

18.4   Suggested plan of action for utilisation of research outcome expected from the  project.

18.5        Time schedule of activities giving milestones

 

Sr.No.

Name of Milestone

Expected Start (Month/Year)

Expected Completion

(Month/Year)

 

 

 

 

 

 

 

 

18.6        Project implementing Agency/Agencies

 

Name of Agency

Address of Agency

Proposed Research Aspects

Proposed Amount

Cost Sharing %

 

 

 

 

 

 

 

 

 

 

 

PART IV : BUDGET PARTICULARS

 

19.   Budget                                                                                         (In Rupees)

A.     Non-Recurring (e.g. equipments, accessories, etc.)

 

S.No.

Item

Year 1

Year 2

Year 3

Year 4

Year 5

Total

 

 

 

 

 

 

 

 

 

 

 

Sub-Total (A)

 

B.     Recurring

 

B.1 Manpower (See guidelines at Annexure-III)

 

S.No

Position No.

Consolidated Emolument

Year 1

Year 2

Year 3

Year 4

Year 5

Total

 

 

 

 

 

 

 

 

 

 

 

 

 

Sub-Total (B.1) =

B.2 Consumables

 

S.No.

Item

Quantity

Year 1

Year 2

Year 3

Year 4

Year 5

Total

 

 

 

 

 

 

 

 

 

 

 

 

 

Sub-Total (B.2) =

 

Other items

Year 1

Year 2

Year 3

Year 4

Year 5

Total

B.3 Travel

 

 

 

 

 

 

B.4 Contingency

 

 

 

 

 

 

B.5 Overhead Charges

       (If applicable)

 

 

 

 

 

 

Sub-Total (B = B.1 + B.2 + B.3 + B.4 + B.5)

Grand Total (A + B)

 

Note :

Please give justification for each head and sub-head separately mentioned in the above table.

Financial Year : April - March

In case of multi-institutional project, the budget estimate to be given separately for each institution.

 

 

 

 

PART V : EXISTING FACILITIES

20. Available equipment and accessories to be utilized for the project :

 

S. No.

Name of equipment/ accessories

Make

Model

Funding Agency

Year of Procurement

 

 

 

 

 

 

 

 

 

PART VI : DECLARATION/CERTIFICATION

It is certified that

(a)        the research work proposed in the scheme/project does not in any way duplicate the work already done or being carried out elsewhere on the subject.

(b)        the same project has not been submitted to any other agency/agencies for   inancial support.

(c)        the emoluments for the manpower proposed are those admissible to persons of corresponding status employed in the institute/university or as per the Ministry of Science & Technology guidelines (Annexure-III).

(d)        necessary provision for the scheme/project will be made in the Institute/University/State budget in anticipation of the sanction of the scheme/project.

(e)        if the project involves the utilisation of genetically engineered organism, it is agreed that we will ensure that an application will be submitted through our Institutional Biosafety Committee and we will declare that while conducting experiments, the Biosafety Guidelines of the Department of Biotechnology would be followed in toto.

(f)         if the project involves field trials/experiments/exchange of specimens, etc. we will ensure that ethical clearances would be taken from concerned ethical Committees/Competent authorities and the same would be conveyed to the Department of Biotechnology before implementing the project.

(g)        it is agreed that any research outcome or intellectual property right(s) on the invention(s) arising out of the project shall be taken in accordance with the instructions issued with the approval of the Ministry of Finance, Department of Expenditure, as contained in Annexure-V.

(h)        we agree to accept the terms and conditions as enclosed in Annexure-IV. The same is signed and enclosed.

(i)          the institute/university agrees that the equipment, other basic facilities and such other administrative facilities as per terms and conditions of the grant will be extended to investigator(s) throughout the duration of the project.

(j)          the Institute assumes to undertake the financial and other management responsibilities of the project.

 

Signature of Project Coordinator                                Signature of Executive Authority of<